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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-16 |
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
820 Hind Drive Suite 129, Honolulu, HI 96821 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 03/1996 | 08/2018 |
| Bwc Investment Services, Inc. | Honolulu | HI | 03/1999 | 05/2017 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
| First Hawaiian Bank | Honolulu | HI | 03/1996 | Present |
| First Hawaiian Advisor | Honolulu | HI | 05/2017 | Present |
| Sutton Investment & Retirement Partners | Paducah | KY | 07/2022 | Present |
(1) Name of Business: First Hawaiian Advisor Address: 820 Hind Drive Suite 129, Honolulu, HI, 96821, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Lifecycle planning (2) Name of Business: First Hawaiian Bank Address: 820 Hind Drive Suite 129, Honolulu, HI, 96821, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/18/1996 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Life cycle planning at various stages of client age. (3) Name of Business: First Hawaiian Bank (FHB) Address: 820 Hind Drive Suite 129, Honolulu, HI, 96821, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Product or client segments sold through FHB, a licensed insurance producer, are not available through Raymond James. FHB insurance involves client segmentation of (NRAs) that RJ does not participate in per RJ Cross Border Restricted Jurisdictions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-06 |
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