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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-01 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Holbrook, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | New York | NY | 05/2006 | 12/2020 |
| Oppenheimer & Co. Inc. | Jericho | NY | 06/2021 | 08/2022 |
| Unemployed | Holbrook | NY | 01/2021 | 06/2021 |
| Neuberger Berman | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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