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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-24
  • NC RA
    APPROVED
    Since 2023-10-24

Branch Locations

801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Raleigh NC 09/2005 08/2023
Secu Life Insurance Company Raleigh NC 09/2023 Present
Secu Brokerage Services Raleigh NC 10/2023 Present
Credit Union Investment Services Ralegh NC 10/2023 Present
State Employees' Credit Union Raleigh NC 09/2023 Present
  • 09/2005 → 08/2023
    Lincoln Financial Advisors
    Raleigh, NC
  • 09/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 10/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 10/2023 → Present
    Ralegh, NC
  • 09/2023 → Present
    State Employees' Credit Union
    Raleigh, NC
Previous Registrations
  • 2006-01-12 → 2023-09-12
    Osaic Fa, Inc.
    Morrisville, NC
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

1) JOSH HART/SAGEMARK CONSULTING 4011 WEST CHASE BLVD, STE 100 RALEIGH, NC 27607 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS FIXED ANNUITIES, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE START DATE: 02/2017 HOURS PER MONTH: 30 HOURS PER MONTH DURING TRADING HOURS: 30. 2) ARAMARK 4600 TRINITY RD RALEIGH NC CATEGORY: SERVICE INDUSTRY INVESTMENT RELATED: NO TITLE: EMPLOYEE DUTIES: SERVE CONCESSIONS/BARTEND AT VARIOUS VENUES START DATE: 08/2022 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 Classic Sports Catering 8003 Regency Pkwy Cary, NC. 27518 Type of Business: Concession sales Title: Point of Sale Supervisor Start Date: 08/2023 Hours per month: 10 SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 10/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Lincoln Financial Group 1301 S. Harrison St Fort Wayne, IN. 46802 Type of Business: Life Insurance Title: Writing Agent Duties: Receive Trails on Existing Business, no new Writing. Gene Pleasants Agency 7000 Six Forks Rd, Suite 103 Raleigh, NC. 27615 Type of Business: Life Insurance General Agency Title: Writing Agent Duties: Receive Trails on Existing Business, No new Writing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-11
  • S66 Uniform Combined State Law Examination
    2006-01-11
Other Names
  • Joshua Hart

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