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2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-09-30 |
Branch Locations
1415 28Th Street Suite 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Img | West Des Moines | IA | 07/2004 | 03/2020 |
| Pma Asset Management, Llc | Naperville | IL | 03/2020 | Present |
| Miles Capital, Inc. | West Des Moines | IA | 07/2004 | 03/2020 |
| City Of Waukee | Waukee | IA | 01/2020 | Present |
| City Of Waukee | Waukee | IA | 01/2018 | 12/2019 |
Entity: City of Waukee Address: 230 W. Hickman Rd, Waukee, Iowa 50263 Nature: Government Entity Investment-Related: No Position/Title: Mayor Start Date: 1/1/20 Hours / Month: 50 Hours/Trading Day: 8 per month Duties: Oversight of city leadership, liaising with other city governments and state legislative bodies Entity: Iowa Child Advocacy Board Address: 321 East 12th Street, 4th Floor Lucas Building, Des Moines, Iowa 50319 Nature: State-run volunteer organization advocating for protection of Iowa's children in child welfare system Investment-Related: No Position/Title: Board Member Start Date: 05/2017 Hours / Month: 2 Hours/Trading Day: None Duties: Oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-30 |
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