Frederic William Amberg

Current Employers

Employment History

• 08/2011 → 12/2018
  Lpl Financial, Llc
  Scottsdale, AZ
• 09/2011 → 12/2018
  Independent Financial Partners
  Scottsdale, AZ
• 12/2018 → 08/2024
  Resources Investment Advisors
  Overland Park, KS
• 01/2019 → 06/2022
  Triad Advisors
  Norcross, GA
• 12/2023 → Present
  Benefits Commerce Group
  Scottsdale, AZ
• 12/2018 → Present
  One Digital Investment Advisors
  Overland Park, KS
• 08/2024 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL

Previous Registrations

• 2018-12-07 → 2024-09-06
  Onedigital
  Scottsdale, AZ
  Overland Park, KS
• 2012-11-26 → 2018-12-31
  Independent Financial Partners
  Scottsdale, AZ
• 2009-06-01 → 2011-09-07
  Morgan Stanley
  Phoenix, AZ
• 2008-03-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Phoenix, AZ

Other Businesses

1)Fraser Group LLC;investment related;7150 E Camelback Road,Suite 444,Scottsdale,AZ 85281;LLC created for partnership for payroll,accounting and business expenses;member;8/2011;20 hrs/month;0 hrs during trading;LLC was created to denote split between Fraser Group Partners 2)Villa Del La Amber Sky;investment related;22475 N 91st Place,Scottsdale,AZ 85255;LLC created for real estate holding;member;7/2006;0 hrs/month;0 hrs during trading;family real estate holding in Mexico 3)Amberg K Group LLC;investment related;7952 S Dateland Dr,Tempe,AZ 85284;LLC created for payroll,accounting and business expenses;member;8/2011;0 hrs/month;0 hrs during trading;Amberg K Group to receive fees for RIA fee based business,used for accounting purposes 4)Appointed with multiple carriers;investment related;7150 E. Camelback Rd,Suite 444,Scottsdale,AZ 85284;selling & servicing insurance products;life agent;8/2011;20 hrs/month;4 hrs during trading;education of plan participants

Exams

• S66 Uniform Combined State Law Examination
  2008-02-25
• S63 Uniform Securities Agent State Law Examination
  1999-01-19

Other Names

• Fred Amberg
• Frederic William Amberg
• Frederic W. Amberg
• Frederic Amberg