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Bert Anthony Costales

Stifel, Nicolaus & Company, Incorporated

Boca Raton, FL

Deerfield Beach, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-07-31
  • FL RA
    APPROVED
    Since 2007-07-31

Branch Locations

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Deerfield Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Boca Raton FL 07/2007 Present
Previous Registrations
  • 2002-07-08 → 2007-07-31
    Ryan Beck & Co.
    Fort Lee, NJ
    Boca Raton, FL
    Boca Raton, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06

View on SEC IAPD

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