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Mark Paul Gomes

Ameriprise Financial Services, LLC

Hanover, MA

Hanson, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-12-13
  • RI RA
    APPROVED
    Since 2023-12-13

Branch Locations

273 Winter Street Suite 1, Hanover, MA 02339-2500 • United States

Hanson, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hanover MA 05/2012 12/2023
Ameriprise Financial Services Hanover MA 12/2023 12/2023
Ameriprise Financial Services, Llc Hanover MA 03/2020 03/2020
Ameriprise Financial Services, Llc. Hanover MA 12/2023 Present
Previous Registrations
  • 2012-05-30 → 2023-12-12
    Lpl Financial Llc
    Hanover, MA
    San Diego, CA
    Hanover, MA
  • 2006-10-30 → 2012-05-31
    Edward Jones
    St Louis, MO
    Hanson, MA
  • 2005-05-19 → 2006-09-15
    U.S. Financial Advisors
    Braintree, MA
  • 2004-01-28 → 2004-07-16
    Lpl Financial Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-17
S63 Uniform Securities Agent State Law Examination 1997-06-05
  • S65 Uniform Investment Adviser Law Examination
    2001-07-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-05
Other Names
  • Mark Paul Gomes
  • Mark Gomes

View on SEC IAPD

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Other Offices

INVESTMENT ADVISORY GROUP LLC · HANOVER, MA
J.P. MORGAN SECURITIES LLC · Hanover, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Hanover, MA
COMMONWEALTH FINANCIAL NETWORK · Norwell, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
EDWARD JONES · NORWELL, MA
INDEPENDENT FINANCIAL GROUP, LLC · NORWELL, MA
MORGAN STANLEY · Norwell, MA

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