Anne Faris Brennan

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 02/2025
  Neuberger Berman
  New York, NY
• 04/2016 → 07/2017
  Unemployed
  New York, NY
• 07/2017 → 04/2019
  Shenkman Capital
  New York, NY
• 02/2025 → Present
  Neuberger Berman
  New York, NY

Other Businesses

University of North Carolina at Chapel Hill Foundation Investment Fund ("CHIF") (BEGAN 09/06/2019) - educational organization - investing the endowment assets of the UNC system -"Vice President of the board, as well as Chair of the Audit Committee" Role will include attending board meetings involving oversight and governance of the management of the fund (but does not include the selection of managers). Time spent includes three board meetings per year which will be done on personal time. Additional involvement will typically be less than one hour per month during trading hours. Also: GARP Buy Side Risk Managers' Forum, Industry organization, Start Date 6/3/2022, Share best practices in risk management across top asset managers, Secretary, The organization has an executive committee, including a chair, vice-chair, and secretary. Officers initially join as secretary and then rotate annually to vice-chair and then chair. The executive committee sets the agenda and runs the meetings (2-4 times per year) 2 hours a month during business hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-12

Designations

• Chartered Financial Analyst

Other Names

• Anne Lesley Faris
• Anne F Brennan
• Anne Brennan