David Jeffrey Dicks

Employer firm

Ocala Capital, LLC CRD 174846

$15.1M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  L. Dicks Inc
  Dundee, FL
• 01/2012 → 03/2018
  Kovack Securities, Inc
  Ft. Lauderdale, FL
• 10/2018 → Present
  Ocala Capital, Llc
  Ocala, FL
• 02/2016 → Present
  Kokomo Grove, Llc
  Dundee, FL
• 01/2013 → Present
  Jeff, Bryan & Ronald Llc
  Dundee, FL
• 12/2011 → Present
  David Jeffrey Dicks
  Dundee, FL
• 08/2012 → Present
  Dicks Family Limited Partnership
  Dundee, FL
• 04/2018 → 09/2018
  Ocala Capital, Llc
  Ocala, FL

Previous Registrations

• 2011-08-05 → 2011-12-31
  Summit Financial Group Inc
  Winter Haven, FL
• 2008-01-01 → 2009-07-15
  Wells Fargo Clearing Services, Llc
  Lakeland, FL
• 2000-07-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Winter Haven, FL
  Winter Haven, FL
  St. Louis, MO

Other Businesses

1) L.DICKS INC.FAMILY CITRUS BUSINESS-DUNDEE, FL- INC. SINCE 1970-PART TIME-GROVE WORK-NO OWNERSHIP,1% OF TIME SPENT. 2) DICKS FAMILY PARTNERSHIP - 608 W FREDERICK AVE., DUNDEE, FL 33838, FAMILY LIMITED PARTNERSHIP, LIMITED PARTNER, LESS THAN 1% OF TIME SPENT. 3) JEFF, BRYAN & RONALD, LLC - 608 FREDERICK AVE, DUNDEE, FL 33838, CITRUS PROPERTIES, MANAGING MEMBER, VOTING DUTIES, 1% OF TIME SPENT. 4) RONALD DICKS IRREVOCABLE LIFE INSURANCE TRUST - P.O. BOX 1809 DUNDEE, FL 33838; NON INVESTMENT RELATED; CO-TRUSTEE; FIDUCIARY DUTIES OF TRUSTEE; 1% OF TIME SPENT 5) KOKOMO GROVE, LLC - P.O. BOX 2854, WINTER HAVEN, FL 33883; CITRUS GROVE ACREAGE; NON-INVESTMENT RELATED; MANAGER; DEPOSIT CITRUS PROCEED CHECKS AND PAY CARETAKING BILLS AND TAXES; LESS THAN 1% TIME SPENT 6) SOLE PROPRIETOR - INSURANCE SALES - 620 DUNDEE RD SUITE D, DUNDEE FL 33838; INSURANCE SALES; NON-INVESTMENT; FINANCIAL CONSULTANT; SALES; <1% OF TIME SPENT

Exams

• S66 Uniform Combined State Law Examination
  2018-08-30
• S63 Uniform Securities Agent State Law Examination
  2000-07-21

Other Names

• Jeffrey Dicks
• Jeff Dicks