Best Investors Account Sign in
Inactive

David Jeffrey Dicks

Ocala Capital, LLC

Ocala, FL

Claim This Profile
Current Employers
Ocala Capital, Llc

1396 Ne 20Th Ave. Suite 600, Ocala, FL 34470 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-19
  • FL RA
    APPROVED
    Since 2026-02-19

Branch Locations

1396 Ne 20Th Ave. Suite 600, Ocala, FL 34470 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
L. Dicks Inc Dundee FL 06/2009 Present
Kovack Securities, Inc Ft. Lauderdale FL 01/2012 03/2018
Ocala Capital, Llc Ocala FL 10/2018 Present
Kokomo Grove, Llc Dundee FL 02/2016 Present
Jeff, Bryan & Ronald Llc Dundee FL 01/2013 Present
David Jeffrey Dicks Dundee FL 12/2011 Present
Dicks Family Limited Partnership Dundee FL 08/2012 Present
Ocala Capital, Llc Ocala FL 04/2018 09/2018
  • 06/2009 → Present
    L. Dicks Inc
    Dundee, FL
  • 01/2012 → 03/2018
    Kovack Securities, Inc
    Ft. Lauderdale, FL
  • 10/2018 → Present
    Ocala, FL
  • 02/2016 → Present
    Kokomo Grove, Llc
    Dundee, FL
  • 01/2013 → Present
    Jeff, Bryan & Ronald Llc
    Dundee, FL
  • 12/2011 → Present
    David Jeffrey Dicks
    Dundee, FL
  • 08/2012 → Present
    Dicks Family Limited Partnership
    Dundee, FL
  • 04/2018 → 09/2018
    Ocala, FL
Previous Registrations
  • 2011-08-05 → 2011-12-31
    Summit Financial Group Inc
    Winter Haven, FL
  • 2008-01-01 → 2009-07-15
    Lakeland, FL
  • 2000-07-24 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Winter Haven, FL
    Winter Haven, FL
    St. Louis, MO
Other Businesses

1) L.DICKS INC.FAMILY CITRUS BUSINESS-DUNDEE, FL- INC. SINCE 1970-PART TIME-GROVE WORK-NO OWNERSHIP,1% OF TIME SPENT. 2) DICKS FAMILY PARTNERSHIP - 608 W FREDERICK AVE., DUNDEE, FL 33838, FAMILY LIMITED PARTNERSHIP, LIMITED PARTNER, LESS THAN 1% OF TIME SPENT. 3) JEFF, BRYAN & RONALD, LLC - 608 FREDERICK AVE, DUNDEE, FL 33838, CITRUS PROPERTIES, MANAGING MEMBER, VOTING DUTIES, 1% OF TIME SPENT. 4) RONALD DICKS IRREVOCABLE LIFE INSURANCE TRUST - P.O. BOX 1809 DUNDEE, FL 33838; NON INVESTMENT RELATED; CO-TRUSTEE; FIDUCIARY DUTIES OF TRUSTEE; 1% OF TIME SPENT 5) KOKOMO GROVE, LLC - P.O. BOX 2854, WINTER HAVEN, FL 33883; CITRUS GROVE ACREAGE; NON-INVESTMENT RELATED; MANAGER; DEPOSIT CITRUS PROCEED CHECKS AND PAY CARETAKING BILLS AND TAXES; LESS THAN 1% TIME SPENT 6) SOLE PROPRIETOR - INSURANCE SALES - 620 DUNDEE RD SUITE D, DUNDEE FL 33838; INSURANCE SALES; NON-INVESTMENT; FINANCIAL CONSULTANT; SALES; <1% OF TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S66 Uniform Combined State Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Other Names
  • Jeffrey Dicks
  • Jeff Dicks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ocala, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor