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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-28 |
Branch Locations
767 Fifth Ave 33Rd Fl, New York, NY 10153 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alticor Corporation | East Ada | MI | 04/2015 | 02/2017 |
| Morgan Stanley | New York | NY | 05/2017 | 07/2026 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | 07/2026 |
| Wells Fargo Clearing Services | New York | NY | 07/2026 | Present |
| Wells Fargo Bank | New York | NY | 07/2026 | Present |
| Jpmorgan Chase | New York | NY | 09/2005 | 03/2026 |
*485038 - 190 Etna Street LLC; Investment related: Yes; Wantagh, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 24; Property Management *656258- Rental Property; Investment related: Yes; Wantagh, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 24; Property Management 190 ETNA STREET LLC ; INV RELATED;WANTAGH,NY; MULTI-FAMILY REAL ESTATE HOLDINGS;99% OWNERSHIP; START DATE: 6/17/22; 16 HRS PER MONTH; 0 HRS DURING TRADING; 1641 CANARSIE ROAD LLC; INV RELATED;WANTAGH,NY; INVESTMENT PROPERTY;99% OWNERSHIP; START DATE: 07/22/2025; 16 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-20 |
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