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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2004-04-01 |
| TX | RA | APPROVED_RES | 1995-09-26 |
Branch Locations
225 Liberty St Pbig - New York, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/1993 | Present |
| Bank Of America, N.A. | New York | NY | 06/2011 | Present |
I*57664 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INTRAWEST HOSPITALITY MGT - STRATTON MOUNTAIN INVESTMENT RELATED: NO ADDRESS OF BUSINESS: STRATTON MOUNTAIN, VERMONT 05155 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 09/24/2012 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A CONDOMINIUM IN STRATTON VERMONT THAT WE RENT THRU STRATTON WHEN NOT USING I*3248265 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Big Sky, Montana, 59716 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/15/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Co-owner rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-09 |
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