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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-09-01 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
1902 Wright Pl., 2Nd Floor, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 08/2009 | Present |
| Atterbury Investment Management, Inc. | Carlsbad | CA | 02/2016 | Present |
| Mpd Wealth | San Diego | CA | 07/2024 | Present |
| Fbc Model Plan | Carlsbad | CA | 07/2024 | Present |
1) Atterbury Investment Management, Inc; 1902 Wright Pl., 2nd Floor, Carlsbad, CA 92008; Start Date: 2/16/2017; President; Nature of Bus: financial services including securities and insurance which includes fixed, long term care and disability; IR; Approx. Number of Hours/Month Devoted to this Business: 160; Approx. Number of Hours/Month Devoted to this Business during trading hours: 160 2) MUSICAL BAND; 1902 Wright Pl., 2nd Floor, Carlsbad, CA 92008; START DATE: 03/2006; BAND LEADER;16 HRS/MO; 0 HRS/MO DURING TRADING; 3) MPD WEALTH; 1011 Camino Del Rio S. Ste 550, San Diego CA 92108; Start Date 07/24/2024; Agent; MPD Wealth is a DBA entity for insurance and securities sales/svcs including PlanMember Securities Corp. securities related business, products and services and is used to engage clients under the FBC. Clients not involved with the FBC to be engaged under Atterbury Investment Management Inc.; 10 hrs/mo 10 hrs/mo during trading; IR 4) FBC MODEL PLAN; 1902 Wright Pl Suite 200, Carlsbad CA 92108; Start Date 07/24/2024; Agent; FBC Model Plan is a DBA entity for insurance and securities sales/svcs including PlanMember Securities Corp. securities related business, products and services and is used to engage clients under the FBC. Clients not involved with the FBC to be engaged under Atterbury Investment Management Inc.; 10 hrs/mo; 10 hrs/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-01 |
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