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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NV | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
2556 Anthem Village Drive, Suite 200, Henderson, NV 89052 • United States
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Henderson | NV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Henderson | NV | 01/2018 | 09/2023 |
| Wiley Bros.-Aintree Capital, Llc | Henderson | NV | 09/2023 | Present |
TK ARIZONA SERRIES LLC - ANTHEM SERIES, INV RELATED, HENDERSON, NV, MEMBER MANAGER, 51% OWNERSHIP, START 2/2018, 5 HOURS PER MONTH/0 DURING TRADING, LLC OWNS OFFICE BUILDING DUTIES: REVIEW AND PAY MONTHLY BIILS, QUARTERLY CAM FOCUS CAPITAL LLC DBA FOCUS CAPITAL PARTNERS PRIVATE WEALTH, INV RELATED, HENDERSON, NV, START 1/1/2018, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC. FOCUS CAPITAL LLC RIA DBA FOCUS CAPITAL PARTNERS PRIVATE WEALTH, INV RELATED, HENDERSON, NV, START 12/6/2021, 200 HRS/MONTH, 130 HRS DURING TRADING, RIA. PINECREST ACADEMY OF NEVADA POSITION: Board of Director/Treasurer NATURE: Charter school campuses in Nevada INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2023 ADDRESS: Henderson, NV89012, United States DESCRIPTION: Review budgets, financial plans, business plans and hear monthly topics related to school activities ANTHEM COUNTRY CLUB COMMUNITY ASSOCIATION POSITION: Board Member - Treasurer NATURE: General oversight and governance for the Association, which manages Anthem Country Club. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: Henderson, Nevada 89052, United States DESCRIPTION: Governance will include reviewing bylaws and Club policies and procedures. As the Treasurer, approval of invoices and expenses. Reviewing the IPS and making sure banking and investment partners comply to the IPS. Giving the finance committee guidance on the above. I will not be giving investment advice nor will I direct any trades.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-01 |
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