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Manuel Jose Castilla

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-19
TX RA APPROVED_RES 2015-11-10
CA RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2023-12-19
  • TX RA
    APPROVED_RES
    Since 2015-11-10
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. San Diego CA 05/2009 Present
Ubs Financial Services Inc. San Diego CA 01/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-01-01
    Ubs International Inc.
    San Diego, CA
  • 2003-01-06 → 2007-07-19
    Banc Of America Investment Services, Inc.
    Tucson, AZ
    Los Angeles, CA
    San Diego, CA
    San Diego, CA
    Pasadena, CA
    Newport Beach, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-03
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2003-01-03
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30

View on SEC IAPD

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Other Offices

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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