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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-07 |
| MA | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | North Andover | MA | 02/2004 | Present |
(1) 10/14/2003 * Non-Variable Insurance * SELLING FIXED ANNUITIES, LONG TERM CARE AND FIXED LIFE INSURANCE * INV REL * AT REPORTED BUSINESS LOCATION(S). (2) 1/17/2017 - Law Offices of Adam Tobin PC - Not Investment Related - North Andover, MA - Other-legal services - Started 01/01/2003 - 50 Hours Per Month/25 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-02 |
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