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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-24
NC RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2022-02-24
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

928 Sunset Avenue, Asheboro, NC 27203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Asheboro NC 01/2003 Present
Raymond James Financial Services Advisors, Inc Asheboro NC 01/2009 Present
Advisors Finanical Center Asheboro NC 06/1995 Present
Other Businesses

(1)Name of Business: 115 Farmer Road Duplex rental Address: 928 Sunset Ave, ASHEBORO, NC, 27203, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/15/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Advisors Finanical Center Address: 928 Sunset Ave, Asheboro, NC, 27203, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 06/07/1995 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: OWNER, ADVISORS FINANCIAL CENTER/ DBA FINANCIAL ADVISOR W/ RAYMOND JAMES. MOST ALL INVESTMENTS AND SERVICES AT RAYMOND JAMES. MANAGED ,NONMANAGED,DISCRETIONARY, NONDISCRETIONARY (3)Name of Business: CENTRAL METHODIST ASHEBORO Address: 200 SOUTH MAIN STREET , ASHEBORO , NC, 27203, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: REVIEW FINANCES OF CHURCH (4)Name of Business: Central Methodist Church of Asheboro NC Address: 300 SOUTH MAIN STREET, ASHEBORO, NC, 27203, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: REVIEW FINANCIALS AND BUDGETS FOR CHURCH. (5)Name of Business: Griffin Real Estate Investments and Rentals Address: 928 Sunset Avenue, Asheboro , NC, 27203, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-17
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    2005-02-17
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
Other Names
  • Neal Griffin

View on SEC IAPD

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