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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Warsaw | NY | 02/2014 | 02/2024 |
| Tompkins Trust Company | Warsaw | NY | 03/2014 | 02/2024 |
| Esl Investment Services Llc | Batavia | NY | 03/2024 | Present |
| Lpl Financial Llc | Batavia | NY | 03/2025 | Present |
| Esl Federal Credit Union | Batavia | NY | 03/2024 | 03/2025 |
1- 03/11/2025 / ESL Investment Services / DBA for LPL Business (entity for LPL business) / Inv Rltd / at location 2- 03/11/2025 / ESL Investment Services LLC (Broker-Dealer/ General Agency) / Non-Variable Insurance / Inv Rltd / 20 hrs mnth / 1 hrs during trading / start 02/21/2025 3- 03/11/2025 - The Village of Attica - Other - Not Investment Related - Attica NY - Start Date 03/2023 - 4 hrs mnth / 0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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