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5989 Big Tree Rd, Lakeville, NY 14480 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-02-09 |
| FL | RA | APPROVED | 2026-01-09 |
| TX | RA | APPROVED | 2023-12-15 |
| NY | RA | APPROVED | 2023-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Geneseo | NY | 10/2013 | Present |
| Hnp Capital Llc | Geneseo | NY | 08/2021 | 03/2023 |
| Five Star Bank | Warsaw | NY | 02/2000 | 02/2023 |
| Hyjc Capital Of Wny, Llc | Lakeville | NY | 02/2023 | Present |
1. 06/06/2023 - HYJC Capital of WNY, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/17/2023 - 80 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through HYJC Capital of WNY, LLC, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 06/16/2023 - HY Wealth Management of WNY - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 80 Hours Per Month/ 80 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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