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Current Employers
Hyjc Capital Of Wny

5989 Big Tree Rd, Lakeville, NY 14480 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-02-09
FL RA APPROVED 2026-01-09
TX RA APPROVED 2023-12-15
NY RA APPROVED 2023-03-20
  • LA RA
    APPROVED
    Since 2026-02-09
  • FL RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2023-12-15
  • NY RA
    APPROVED
    Since 2023-03-20

Branch Locations

5989 Big Tree Rd, Lakeville, NY 14480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Geneseo NY 10/2013 Present
Hnp Capital Llc Geneseo NY 08/2021 03/2023
Five Star Bank Warsaw NY 02/2000 02/2023
Hyjc Capital Of Wny, Llc Lakeville NY 02/2023 Present
  • 10/2013 → Present
    Lpl Financial Llc
    Geneseo, NY
  • 08/2021 → 03/2023
    Hnp Capital Llc
    Geneseo, NY
  • 02/2000 → 02/2023
    Five Star Bank
    Warsaw, NY
  • 02/2023 → Present
    Hyjc Capital Of Wny, Llc
    Lakeville, NY
Previous Registrations
  • 2021-08-11 → 2023-03-15
    Hnp Capital Llc
    Rochester, NY
Other Businesses

1. 06/06/2023 - HYJC Capital of WNY, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/17/2023 - 80 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through HYJC Capital of WNY, LLC, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 06/16/2023 - HY Wealth Management of WNY - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2023 - 80 Hours Per Month/ 80 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Designations

View on SEC IAPD

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