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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-08
NY RA APPROVED 2021-04-06
  • TX RA
    APPROVED_RES
    Since 2023-09-08
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

702 S Meadow St, Ithaca, NY 14850 • United States

2315 N Triphammer Rd, Ithaca, NY 14850 • United States

189 Main St, Dansville, NY 14437 • United States

4218 Lakeville Road, Geneseo, NY 14454 • United States

68 Gensee Street, Avon, NY 14414 • United States

201 N Union St, Olean, NY 14760 • United States

380 Main Street, Bolivar, NY 14715 • United States

44 West Main St, Filmore, NY 14735 • United States

178 Rt 16 Westover Ave, Yorkshire, NY 14173 • United States

13 Park Square, Franklinville, NY 14737 • United States

500 Delaware Ave, Olean, NY 14760 • United States

2490 North Main St, Warsaw, NY 14569 • United States

475 N Highland Ave, Wellsville, NY 14895 • United States

39 North Main St, Alfred, NY 14802 • United States

11 Skylar St, Belmont, NY 14813 • United States

3140 W State Rd, Allegany, NY 14706 • United States

21 West Main St, Cuba, NY 14727 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ithaca NY 08/2016 03/2021
Bank Of America, N.A. Ithaca NY 09/2016 03/2021
Lpl Financial, Llc Olean NY 04/2021 Present
Previous Registrations
Other Businesses

1) 4/2021 - DBA for LPL Business (entity for LPL business) - Community Investment Services, Inc. - Investment Related - Olean, NY 14760 2) 12/7/2022 - Community Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Consultant - Start Date - 04/05/2021 - 8 Hours Per Month/2 Hours During Securities Trading 3) 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start Date: 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
  • S66 Uniform Combined State Law Examination
    2006-12-18

View on SEC IAPD

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