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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-08 |
| NY | RA | APPROVED | 2021-04-06 |
Branch Locations
702 S Meadow St, Ithaca, NY 14850 • United States
2315 N Triphammer Rd, Ithaca, NY 14850 • United States
189 Main St, Dansville, NY 14437 • United States
4218 Lakeville Road, Geneseo, NY 14454 • United States
68 Gensee Street, Avon, NY 14414 • United States
201 N Union St, Olean, NY 14760 • United States
380 Main Street, Bolivar, NY 14715 • United States
44 West Main St, Filmore, NY 14735 • United States
178 Rt 16 Westover Ave, Yorkshire, NY 14173 • United States
13 Park Square, Franklinville, NY 14737 • United States
500 Delaware Ave, Olean, NY 14760 • United States
2490 North Main St, Warsaw, NY 14569 • United States
475 N Highland Ave, Wellsville, NY 14895 • United States
39 North Main St, Alfred, NY 14802 • United States
11 Skylar St, Belmont, NY 14813 • United States
3140 W State Rd, Allegany, NY 14706 • United States
21 West Main St, Cuba, NY 14727 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ithaca | NY | 08/2016 | 03/2021 |
| Bank Of America, N.A. | Ithaca | NY | 09/2016 | 03/2021 |
| Lpl Financial, Llc | Olean | NY | 04/2021 | Present |
1) 4/2021 - DBA for LPL Business (entity for LPL business) - Community Investment Services, Inc. - Investment Related - Olean, NY 14760 2) 12/7/2022 - Community Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Consultant - Start Date - 04/05/2021 - 8 Hours Per Month/2 Hours During Securities Trading 3) 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start Date: 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-18 |
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