Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Rye Brook | NY | 06/2016 | Present |
| Park Avenue Securities | Rye Brook | NY | 06/2016 | Present |
| Guardian Life Insurance Co | New York | NY | 06/2016 | Present |
| Park Avenue Securities | New York | NY | 06/2016 | Present |
| Guardian Life Insurance Co | Jericho | NY | 06/2016 | 09/2024 |
| Park Avenue Securities | Jericho | NY | 06/2016 | 09/2024 |
1. Outside Insurance Sales-represent various companies to sell their traditional non registered products, including life, health, group and fixed annuities, Start: 08/01/1996, Address: 800 Westchester Ave., #N409, Rye Brook NY 10573, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Elledee Holdings LLC-Holding Company being set up for ownership to the NY RHB General Agency, Start: 11/18/2016, Address: 800 Westchester Ave., Suite N409, Rye Brook, NY 10573, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 3. Ascela Benefits-Group benefits broker, Start:08/06/2018, Address: 800 Westchester Ave, #N409, Rye Brook, NY 10573, 0 hrs per month, Investment related, No annual compensation, 4) Silver Lining P&C Alliance-SFW Associates refer P&C clients to P Silver Lining for P&C Insurance, Start: 09/29/2020, Address: 800 Westchester Ave, #N409, Rye Brook, NY 10573, 0 total hours per month, Investment related, Less than 10% annual compensation, 5) Strat Partners Succession LLC-13% owner/Partner of LLC created to own Life Insurance for Buy sell agreement, Start: 06/14/2024, Address: 800 Westchester Ave, Rye Brook NY 10573, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 6) New England RHB LLC-Member of LLC for Guardian General Agency, Start: 01/01/2017, Address: 1101 Worcester Road, Framingham MA 01701, 4 total hours per month; 4 during securities trading hours, Not investment related, No annual compensation, 7) New York RHB-Entity established for Guardian General Agency, Start: 01/01/2017, Address: 800 Westchester Ave., Suite N419, Rye Brook NY 10573, 200 total hours per month; 156 during securities trading hours, Not investment related, More than 10% annual compensation, 8) S&W Agency Inc-Guardian General Agency, Start: 01/01/2017, Address: 800 Westchester Ave., Suite N419, Rye Brook NY 10573, 200 total hours per month; 156 during securities trading hours, Not investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
Reach out to this advisor