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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-01 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities, Inc. | New York | NY | 07/2012 | 07/2017 |
| R F Lafferty & Co Inc | New York | NY | 07/2017 | 01/2024 |
| Ameriprise Financial Services, Llc. | New York | NY | 01/2024 | Present |
Real Estate Ownership; Multi-Family; 171 East 84th St, 33c, New York, NY, 10028; Investment-Related; 12/27/2011 / Multi-Family; 1316 Titania Lane, , mclean, VA, 22102; Investment-Related; 12/27/2011. Business Ownership; Hieber Broadway LLC; member; Real Estate; 171 east 84th street, 33d, New York, NY, 10028; Investment-Related; 12/27/2011; 1 to 9 hours per month; 0 during trading hours / Hieber Astoria, LLC; member; Real Estate; 171 east 84th street, 33d, New York, NY, 10028; Investment-Related; 12/27/2011; 1 to 9 hours per month; 0 during trading hours / Hieber Plainfield, LLC; member; Real Estate; 171 east 84th street, 33d, New York, NY, 10028; Investment-Related; 12/27/2011; 1 to 9 hours per month; 0 during trading hours / Hieber Reade Street, LLC; member; Real Estate; 171 east 84th street, 33d, New York, NY, 10028; Investment-Related; 12/27/2011; 1 to 9 hours per month; 0 during trading hours / Kalarawa, LLC; my trust is a 50% member along with my sister's trust; Real Estate; 171 East 84th street, apt 33d, new york, NY, 10028; Not Investment-Related; 11/01/2024; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-26 |
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