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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-13 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 09/2005 | 06/2017 |
| Macquarie | New York | NY | 02/2018 | 08/2019 |
| Aurelius Constantinus Capital Llc | Brooklyn | NY | 06/2020 | Present |
| Unemployed | New York | NY | 09/2019 | 10/2019 |
| Unemployed | New York | NY | 07/2017 | 01/2018 |
| Ba Securities, Llc | W. Conshohocken | PA | 04/2022 | 09/2022 |
| Old City Securities Llc | New York | NY | 05/2021 | 03/2022 |
| Nylife Securities Llc | New York | NY | 11/2019 | 12/2019 |
| J.P. Morgan Securities Llc | Plano | TX | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 11/2022 | Present |
| Unemployed | New York | NY | 01/2020 | 06/2020 |
Entity Name: Aurelius Constantinus Capital LLC Investment related: No "Address: 420 Kent Avenue Apt 661, Brooklyn, NY 11249" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/30/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sole and Founding member LLC set up in June 2020. That is to be used for future personal residential real estate purchases
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
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