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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

5847 San Felipe St, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 Present
Jpmorgan Chase Bank, Na. Houston TX 02/2011 Present
Previous Registrations
  • 2011-02-16 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2007-10-18 → 2011-02-17
    Houston, TX
  • 2005-06-08 → 2007-10-22
    First Midamerica Investment Corporation
    Houston, TX
    Houston, TX
  • 2005-03-04 → 2005-07-07
    Houston, TX
  • 2004-10-20 → 2005-03-07
    Banc Of America Investment Services, Inc.
    The Woodlands, TX
  • 2002-08-27 → 2004-10-20
    Quick & Reilly, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-18
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    2000-10-18
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06
Other Names
  • Patrick Daniel Krause

View on SEC IAPD

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