Terry William Treiber

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-06-01 → 2013-08-14
  Morgan Stanley
  Raleigh, NC
  Raleigh, NC
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Raleigh, NC
• 2006-09-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  Raleigh, NC
• 2002-03-27 → 2006-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Raleigh, NC

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2013, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) FORTH FINANCIAL, 4242 SIX FORKS RD STE 1550, RALEIGH NC 27609, 02/2024, SECURITIES BUSINESS DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-10
• S63 Uniform Securities Agent State Law Examination
  1993-08-17