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100 E. Six Forks Road, Ste. 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-20 |
| CA | RA | APPROVED | 2007-01-11 |
| NC | RA | APPROVED | 2005-02-08 |
| SC | RA | APPROVED | 2004-02-24 |
Branch Locations
100 E Six Forks Rd Ste 200, Raleigh, NC 27609 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-12-22 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Brokerage, Inc. | Raleigh | NC | 04/1997 | Present |
| Capital Investment Counsel, Inc. | Raleigh | NC | 06/1996 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-10 |
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