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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-16
  • NY RA
    APPROVED
    Since 2023-06-16

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services, Llc Stamford CT 12/2005 Present
Clearbridge Investments Llc New York NY 12/2005 10/2020
Legg Mason & Co Llc Stamford CT 12/2005 Present
Cantor Fitzgerald & Co New York NY 09/2021 Present
  • 12/2005 → Present
    Legg Mason Investor Services, Llc
    Stamford, CT
  • 12/2005 → 10/2020
    New York, NY
  • 12/2005 → Present
    Legg Mason & Co Llc
    Stamford, CT
  • 09/2021 → Present
    Cantor Fitzgerald & Co
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-07
S63 Uniform Securities Agent State Law Examination 1995-03-01
  • S65 Uniform Investment Adviser Law Examination
    2005-06-07
  • S63 Uniform Securities Agent State Law Examination
    1995-03-01

View on SEC IAPD

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