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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-29 |
| ME | RA | APPROVED | 2015-12-03 |
Branch Locations
475 Pleasant Street Suite 13, Lewiston, ME 04240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lewiston | ME | 12/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Lewiston | ME | 12/2015 | Present |
| Ppmc | Lewiston | ME | 12/1995 | Present |
(1)Name of Business: investment concepts Address: 475 Pleasant St Ste 13, Lewiston, ME, 04240-3951, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 12/01/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-27 |
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