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Michael Thomas Ryan

Osaic Wealth, Inc.

Edina, MN

CRD 2380297

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19

Branch Locations

7400 Metro Blvd Ste 100-6, Edina, MN 55439 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc Edina MN 12/2009 01/2024
Osaic Wealth, Inc. Edina MN 01/2024 Present
  • 12/2009 → 01/2024
    Woodbury Financial Services, Inc
    Edina, MN
  • 01/2024 → Present
    Edina, MN
Previous Registrations
  • 2014-01-23 → 2024-01-19
    Woodbury Financial Services, Inc.
    Maple Grove, MN
    Bloomington, MN
    Edina, MN
Other Businesses

1)MIKE RYAN FINANCIAL; INV REL; 7400 METRO BLVD, SUITE 100-6, EDINA MN 55439; TRADITIONAL LIFE INS, DISABILITY, LTC INS; FINANCIAL ADVISOR; START 11/01/2002; 10HRS/MTH; 10 HRS/MTH DURING TRADING HRS; TRADITIONAL LIFE INSURANCE, DISABILITYL LTC INSURANCE. 2) MIKE RYAN FINANCIAL POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/09/2009 ADDRESS: 7400 Metro Blvd., Suite 100-6, Edina MN 55439, United States DESCRIPTION: calling DBS or Core IncomeReviewing illustrationscommunicating with clients optionsfilling out forms

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 1993-10-18
  • S66 Uniform Combined State Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-10-18
Other Names
  • Mike T Ryan

View on SEC IAPD

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