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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-15
  • OH RA
    APPROVED
    Since 2023-11-15

Branch Locations

Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Distribution Services Inc Columbus OH 02/2001 09/2019
Unemployed Powell OH 10/2019 03/2021
Upstart Columbus OH 03/2021 04/2022
Unemployed Powell OH 04/2022 04/2023
The Huntington Investment Company Columbus OH 04/2023 Present
  • 02/2001 → 09/2019
    Jpmorgan Distribution Services Inc
    Columbus, OH
  • 10/2019 → 03/2021
    Unemployed
    Powell, OH
  • 03/2021 → 04/2022
    Upstart
    Columbus, OH
  • 04/2022 → 04/2023
    Unemployed
    Powell, OH
  • 04/2023 → Present
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
S65 Uniform Investment Adviser Law Examination 2004-06-11
S63 Uniform Securities Agent State Law Examination 2001-10-26
  • S66 Uniform Combined State Law Examination
    2023-11-14
  • S65 Uniform Investment Adviser Law Examination
    2004-06-11
  • S63 Uniform Securities Agent State Law Examination
    2001-10-26
Other Names
  • Jim Altier

View on SEC IAPD

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