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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-07-28
NJ RA APPROVED 2015-07-02
TX RA APPROVED 2015-06-25
  • SC RA
    APPROVED
    Since 2023-07-28
  • NJ RA
    APPROVED
    Since 2015-07-02
  • TX RA
    APPROVED
    Since 2015-06-25

Branch Locations

415 Main Street, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Hilton Head, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bedminster NJ 05/2004 Present
Private Advisor Group, Llc Bedminster NJ 06/2015 Present
Previous Registrations
  • 2002-06-21 → 2004-05-25
    Ws Griffith Securities, Inc.
    Bedminster, NJ
Other Businesses

1. 06/08/2004 - NON-VARIABLE INSURANCE - INV REL - INSURANCE - BEDMINSTER, NJ 2. 08/11/2006 - MAIN STREET WEALTH MANAGEMENT, LLC - INV REL - Non-Variable Insurance - SELLING LIFE, DISABILITY, LONG TERM CARE AND GROUP INSURANCE 3. 11/24/2009 - MAIN STREET WEALTH MANAGEMENT, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 07/21/2015 - PRIVATE ADVISOR GROUP, LLC - INV REL - 415 MAIN STREET, BEDMINSTER, NJ 07921 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP - START 07/01/2015 - 90 HOURS PER MONTH, 90 DURING TRADING - THIS RIA IS ALSO A DBA OF MY LPL BUSINESS. 5. 09/23/2015 - Private Advisor Group, LLC - Registered Investment Advisor DBA - (Hybrid) Main Street Wealth Management - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/01/2015 - 90 HRS/MO DURING SECS TRDG HRS. 6. 10/21/2015 - Scott Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - START 06/01/04 - NO TIME SPENT - This DBA is only used for accounting purposes. 7. 1/29/2020 - Krueger Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/27/2020 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-09-29
Designations

View on SEC IAPD

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