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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-14 |
| WI | RA | APPROVED | 2017-07-19 |
Branch Locations
325 N. Corporate Dr. #100, Brookfield, WI 53045 • United States
Scottsdale, AZ • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-24 |
| WI | RA | APPROVED | 2016-05-26 |
Branch Locations
325 N Corporate Drive Suite 120, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 05/2015 | Present |
| Great Valley Advisor Group | Wilmington | DE | 05/2016 | Present |
(1) 05/14/2015: NEXT LEVEL PLANNING & WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - N 62 W28562 RYBECK RD HARTLAND WI 53029 - START 05/01/2015 - 95% OF TIME SPENT (2) 05/14/2015: NEXT LEVEL PLANNING & WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 01/2003 - 5% OF TIME SPENT - AGENT. INS TYPES: HEALTH, LIFE, DISABILITY, LTC, FIXED ANNUITIES. (3) 5/27/2016: Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/18/2016 - 80 Hours Per Month During Securities Trading. (4) 5/27/2016: Great Valley Advisor Group, inc. - DBA: Next Level Planning & Wealth Mgmt - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/05/2015 - 80 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-23 |
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