Kevin Michael Dowd

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-05-30

CT RA
APPROVED

Since 2017-05-30

Branch Locations

55 William Street Ste 250, Wellesley, MA 02481 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2009	05/2017
Raymond James & Associates	Wellesley Hills	MA	05/2017	Present

10/2009 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
05/2017 → Present

Raymond James & Associates

Wellesley Hills, MA

Previous Registrations

2009-11-04 → 2017-05-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Boston, MA

Boston, MA
2004-10-20 → 2009-10-23

Banc Of America Investment Services, Inc.

Boston, MA

Boston, MA

Boston, MA

Boston, MA

Boston, MA

Boston, MA
2003-02-25 → 2004-10-20

Quick & Reilly, Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-10
S63	Uniform Securities Agent State Law Examination	1994-05-18

S65 Uniform Investment Adviser Law Examination

1994-06-10
S63 Uniform Securities Agent State Law Examination

1994-05-18

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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