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Steven L Reed

J.P. Morgan Securities LLC

Santa Ana, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1300 N. Main Street, Santa Ana, CA 92701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Ana CA 05/2009 Present
Jpmorgan Chase Bank, N.A. Santa Ana CA 05/2009 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Santa Ana, CA
  • 2006-02-21 → 2009-05-02
    Wamu Investments, Inc.
    Santa Ana, CA
    Foothill Ranch, CA
    Anaheim, CA
    Anaheim, CA
    Anaheim, CA
    Santa Ana, CA
    Lake Forest, CA
  • 2005-06-13 → 2005-06-17
    Lpl Financial Llc
    Santa Ana, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-30
  • S63 Uniform Securities Agent State Law Examination
    1993-07-30
Other Names
  • Steven Reed
  • Steven Lee Reed

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA ANA, CA
VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA
OSAIC WEALTH, INC. · Tustin, CA
EDWARD JONES · TUSTIN, CA
CETERA INVESTMENT ADVISERS LLC · SANTA ANA, CA
CENTAURUS FINANCIAL, INC. · Santa Ana, CA

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