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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-08-14 |
Branch Locations
1111 Bagby Street Suite 5100, Houston, TX 77002 • United States
Reliant Energy Plaza, Houston, TX 77002 • United States
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
St Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 08/1998 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-17 |
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