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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Co., Inc. | Manchester | MO | 01/2010 | Present |
| Moloney Investment Advisory Llc | Manchester | MO | 02/2016 | 12/2016 |
| Moloney Securities Asset Management Llc | Manchester | MO | 02/2016 | Present |
| Berthel, Fisher & Company Financial Services, Inc. | Venice | FL | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
Brokers Network(Formerly -HOFFMAN & ASSOCIATES - GENERAL INSURANCE AGENCY): FIXED ANNUITIES, LIFE INSURANCE, MEDICARE SUPPLEMENT, HEALTH INSURANCE: AGENT, 2300 NORTH ORANGE AVE., ORLANDO, FL 32804 - START DATE 1998 - APPROXIMATE HOURS - 4 PER MONTH TREASURER - AMERICAN LEGION RIDERS POST 159 - 1771 EAST VENICE AVE, VENICE, FL 34292. NOT CONDUCTED DURING TRADING HOURS. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-27 |
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