Inactive

William Thomas Harrigan

Cain, Watters & Associates, LLC

Claim This Profile

Current Employers

Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2009-07-14
TX	RA	APPROVED	2006-07-21

LA RA
APPROVED

Since 2009-07-14
TX RA
APPROVED

Since 2006-07-21

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cain, Watters & Associates, Llc	Frisco	TX	05/2006	Present

05/2006 → Present

Cain, Watters & Associates, Llc

Frisco, TX

Previous Registrations

2003-12-12 → 2005-12-20

Cornerstone Advisory Corporation

Addison, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-16

S65 Uniform Investment Adviser Law Examination

1993-07-16

View on SEC IAPD

Other Firms

BSIP SLP GP, LLC

MCCLURE CAPITAL ADVISORS, INC.

MAVERICK TECH FUND MANAGER

WAYMAKER PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RBC CAPITAL MARKETS, LLC

CG ADVISORY SERVICES

CLAIRALPHA ADVISORS LLC

Other Investors

Raymond Michiel McClure

VICTOR JAMES MCCLURE

Logan Mikel Wakumoto

STEVEN LEWIS RINGO

CHARLES GLEN DANIEL

DIOSELINA G RAMIREZ

CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX

MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX

MAVERICK TECH FUND MANAGER · FRISCO, TX

WAYMAKER PARTNERS, LLC · FRISCO, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

RBC CAPITAL MARKETS, LLC · Frisco, TX

CG ADVISORY SERVICES · Frisco, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

More in Frisco, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor