Sean Thomas Kilduff

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2007-04-02 → 2007-11-05
  Morgan Stanley & Co. Llc
  New York, NY
• 2002-12-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY
  New York, NY

Other Businesses

1) Chaminade High School Alumni Board / 340 Jackson Ave Mineola,New York 11501 / Other/ Education / To Educate / Member of Board of Directors / / Foster Alumni Relations / Start Date Private Catholic High School 9/1/15-9/1/18/ 2) Medpower LLC / 12 Huber Court NY, Rockville Centre 11570 / United States / Company/ Health Care & Pharmaceuticals / MedPower, LLC is a provider of cloud-hosted, custom SaaS e-learning solutions for the Healthcare industry. The company is helping hospitals, physicians and nurses by offering on-demand custom developed training programs for Electronic Medical Records (EMR) adoption, medical ERP systems, hospital and practice workflow management, and administrative functions. MedPower's customers are able to realize cost savings and significant performance efficiencies through these e-learning services. / Advisor or advisory group member if advice given may influence an officer/board / / may give influence in regard to company actions as a member of the advisory board / Start Date 9/16/2019 /

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-02
• S63 Uniform Securities Agent State Law Examination
  1993-08-09