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Clint Stephen Fish

Avior Wealth Management, LLC

Bloomington, IN

Omaha, NE

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Current Employers
Avior Wealth Management, Llc

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-12-16
IA RA APPROVED 2024-07-16
CO RA APPROVED 2024-07-15
IL RA APPROVED 2024-07-12
AR RA APPROVED 2024-07-11
MI RA APPROVED 2024-07-11
OR RA APPROVED 2024-07-11
CA RA APPROVED 2024-07-10
NH RA APPROVED 2024-07-10
SC RA APPROVED 2024-07-10
WA RA APPROVED 2024-07-10
MT RA APPROVED 2024-07-09
NM RA APPROVED 2024-07-09
NC RA APPROVED 2024-07-09
OK RA APPROVED 2024-07-09
PA RA APPROVED 2024-07-09
UT RA APPROVED 2024-07-09
WI RA APPROVED 2024-07-09
AL RA APPROVED 2024-07-08
ID RA APPROVED 2024-07-08
IN RA APPROVED 2024-07-08
KS RA APPROVED 2024-07-08
MD RA APPROVED 2024-07-08
MN RA APPROVED 2024-07-08
NV RA APPROVED 2024-07-08
NY RA APPROVED 2024-07-08
OH RA APPROVED 2024-07-08
SD RA APPROVED 2024-07-08
TX RA APPROVED_RES 2024-07-08
VT RA APPROVED 2024-07-08
VA RA APPROVED 2024-07-08
  • MA RA
    APPROVED
    Since 2024-12-16
  • IA RA
    APPROVED
    Since 2024-07-16
  • CO RA
    APPROVED
    Since 2024-07-15
  • IL RA
    APPROVED
    Since 2024-07-12
  • AR RA
    APPROVED
    Since 2024-07-11
  • MI RA
    APPROVED
    Since 2024-07-11
  • OR RA
    APPROVED
    Since 2024-07-11
  • CA RA
    APPROVED
    Since 2024-07-10
  • NH RA
    APPROVED
    Since 2024-07-10
  • SC RA
    APPROVED
    Since 2024-07-10
  • WA RA
    APPROVED
    Since 2024-07-10
  • MT RA
    APPROVED
    Since 2024-07-09
  • NM RA
    APPROVED
    Since 2024-07-09
  • NC RA
    APPROVED
    Since 2024-07-09
  • OK RA
    APPROVED
    Since 2024-07-09
  • PA RA
    APPROVED
    Since 2024-07-09
  • UT RA
    APPROVED
    Since 2024-07-09
  • WI RA
    APPROVED
    Since 2024-07-09
  • AL RA
    APPROVED
    Since 2024-07-08
  • ID RA
    APPROVED
    Since 2024-07-08
  • IN RA
    APPROVED
    Since 2024-07-08
  • KS RA
    APPROVED
    Since 2024-07-08
  • MD RA
    APPROVED
    Since 2024-07-08
  • MN RA
    APPROVED
    Since 2024-07-08
  • NV RA
    APPROVED
    Since 2024-07-08
  • NY RA
    APPROVED
    Since 2024-07-08
  • OH RA
    APPROVED
    Since 2024-07-08
  • SD RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • VT RA
    APPROVED
    Since 2024-07-08
  • VA RA
    APPROVED
    Since 2024-07-08

Branch Locations

1802 W. 17Th Street, Bloomington, IN 47404 • United States

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Coastal Equities, Inc. Wilmington DE 02/2014 Present
First American Trust Llc Bloomington IN 03/2001 Present
Avior Wealth Management Omaha NE 07/2024 Present
  • 02/2014 → Present
    Coastal Equities, Inc.
    Wilmington, DE
  • 03/2001 → Present
    First American Trust Llc
    Bloomington, IN
  • 07/2024 → Present
    Avior Wealth Management
    Omaha, NE
Previous Registrations
  • 2015-10-09 → 2024-12-10
    First American Advisory, Llc
    Bloomington, IN
  • 2002-05-24 → 2006-12-31
    First American Advisory, Llc
    Bloomington, IN
  • 2002-02-01 → 2004-02-11
    Principal Securities, Inc.
    Bloomington, IN
    Bloomington, IN
Other Businesses

**FISH RENTALS, RESIDENTIAL REAL ESTATE RENTALS-PERSONALLY OWNED AND RENTED, 1999, NOT INVESTMENT RELATED, 16 HOURS PER MONTH. ***FIRST AMERICAN TRUST, LLC, IN, EFF 11/10/10, SELLING INDIVIDUAL AND GROUP LIFE AND HEALTH INSURANCE, NOT INVESTMENT RELATED, HRS/MO = 100. ***1ST AMERICAN ADVISORY LLC, EFF 3/2001, INVESTMENT ADVISORY SERVICES. ***FIRST AMERICAN PROPERTIES, LLC (REAL ESTATE RENTALS) ***RYUKYU KYUSHO FAMILY MARTIAL ARTS, LLC; PARTNER/INSTRUCTOR AT MARTIAL ARTS SCHOOL; WWW.RYUKYU-KYUSHO.COM; 4 HOURS/ WEEK, NOT DURING TRADING HOURS; NON-SECURITIES RELATED. ***IRONWOOD INVESTMENT MANAGEMENT/IRONWOOD TECHNOLOGY AND BIOTECHNOLOGY FUND; ACT AS MANAGER OF THE MANAGER OF THE FUND AND TO ACT AS THE INVESTMENT MANAGER OF THE FUND; COMPENSATION FROM THE MANAGER OF THE FUND (IRONWOOD INVESTMENT MANAGEMENT) FROM FEES AS THE MANAGER OF THE FUND; 10 HOURS PER WEEK/SOME DURING NORMAL BUSINESS HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
S63 Uniform Securities Agent State Law Examination 1993-08-11
  • S66 Uniform Combined State Law Examination
    2015-10-09
  • S63 Uniform Securities Agent State Law Examination
    1993-08-11

View on SEC IAPD

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