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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-24 |
| AK | RA | APPROVED | 2024-10-11 |
| CA | RA | APPROVED | 2024-10-11 |
| CO | RA | APPROVED | 2024-10-11 |
| CT | RA | APPROVED | 2024-10-11 |
| GA | RA | APPROVED | 2024-10-11 |
| HI | RA | APPROVED | 2024-10-11 |
| IN | RA | APPROVED | 2024-10-11 |
| MI | RA | APPROVED | 2024-10-11 |
| MN | RA | APPROVED | 2024-10-11 |
| SC | RA | APPROVED | 2024-10-11 |
Branch Locations
205 North College Avenue Suite 710, Bloomington, IN 47404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Bloomington | IN | 06/2004 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. WAYNE R SCHUMAN & ASSOCIATES POSITION: Manager NATURE: Marketing Agency INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 205 N College Ave, Ste 710, Bloomington IN 47404, United States DESCRIPTION: Marketing 2. WAYNE SCHUMAN & ASSOCIATES POSITION: n/a NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 205 N College Ave, Ste 710, Bloomington IN 47404, United States DESCRIPTION: Collect rent on an office is our branch from an Osaic advisor whom I supervise. I will function as a satellite office for him.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-22 |
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