Douglas Alan Ummel

Current Employers

Employment History

• 01/2011 → 09/2016
  Wells Fargo Advisors Financial Network Llc
  Bloomington, IN
• 08/2016 → Present
  Wellington Investment Advisors
  Bloomington, IN
• 09/2016 → Present
  Private Client Services Llc
  Louisville, KY

Previous Registrations

• 2011-01-21 → 2016-09-02
  Wells Fargo Advisors Financial Network, Llc
  Bloomington, IN
  Bloomington, IN
• 2009-01-02 → 2011-01-24
  Raymond James Financial Services Advisors, Inc
  Bloomington, IN
• 2004-03-31 → 2009-01-02
  Raymond James Financial Services, Inc.
  Franklin, TN
  Bloomington, IN
  Franklin, TN
  Franklin, TN
• 2002-12-16 → 2003-09-10
  Morgan Stanley Dw Inc.
  Brentwood, TN

Other Businesses

Wellington Investment Advisors 121 E 6th St Ste 2 Bloomington IN 47408. 160 hrs/month. Investment Advisory Services. Rebecca L Kraft Trust. 121 E 6th St, Suite 2, Bloomington, IN 47408. Co trustee of a relative's testamentary trust. 1 hour/mo; 0 during trading hours. Trinity Reformed Church. 2401 S Endwright Road, Bloomington, IN 47403. Chairman Deacon's Board. 4 hours/mo; 0 during trading hours. Strategic Wealth Solutions. 121 E 6th St, Suite 2, Bloomington, IN 47408. S Corp for business & tax purposes. President. 40-50 hrs/mo; 40-50 during trading hrs. Hart Enterprises. 8218 W John Williams Ln, Bloomington, IN 47403. Short term rental/Airbnb cohosting and Management. My wife's business, I am helping out with communication as well as bookkeeping. Overseeing books, finances. 8 hrs/mo; 8 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-23
• S63 Uniform Securities Agent State Law Examination
  1998-12-16

Designations

Other Names

• Archie Ummel