Paul Elliott Bullock

Current Employers

Employment History

• 05/2009 → 09/2016
  Wells Fargo Advisors Financial Network Llc
  Bloomington, IN
• 08/2016 → Present
  Wellington Investment Advisors
  Bloomington, IN
• 03/2009 → Present
  Wellington Investment Advisors
  Bloomington, IN
• 09/2016 → Present
  Private Client Services Llc
  Louisville, KY
• 10/2023 → Present
  Wellington Yacht Charters, Llc
  Zionsville, IN

Previous Registrations

• 2009-02-26 → 2016-09-02
  Wells Fargo Advisors Financial Network, Llc
  Bloomington, IN
  Portage, MI
  Indianapolis, IN
• 2004-08-18 → 2009-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Terre Haute, IN
  Terre Haute, IN
• 2000-07-03 → 2004-08-31
  Raymond James Financial Services, Inc.
  Terre Haute, IN

Other Businesses

Wellington Investment Advisors - Registered Investment Advisory 121 E 6th St Ste 2, Bloomington IN 474801. 160 hrs per month; 160 hrs per month during trading hours. Compensation by fee. Also Bullock Wealth Management DBA Wellington Investment Advisors: President/CEO. Management and advice to clients of Registered Investment Advisory Firm. Real estate; own and sub-lease space at 121 E 6th Street, Suite 2, Bloomington, IN 47408 for rental income. Non-investment related; less than one hour per month, none during trading hours. Insurance sales through various carriers. Crump - Life Insurance-Producer. 855 Springdale Drive, Suite 101, Exton, PA 19341. 5 hours per month; 5 hours per month during trading hours RIA Films. 121 E 6th St, Suite 2. Producing films for use on web sites. Business and marketing advisor. 12 hrs/mo; 0 during trading hrs. Wellington Yacht Charters LLC - not investment related - 4531 Golden Eagle Ct, Zionsville, IN 46077 - Yacht charters - CEO - 10/2023 - 10 - 0 - oversee business activity. Tax Mitigation Group is a DBA for Unimed LLC, Tony Valte-Managing Director & Keith Elder Edq-Attorney. 1130 S Flower St, Suite 417, Los Angeles, CA 90015. Wilson Hand Law Firm LLC. Estate Planning, tax mitigation, business succession. Utah 250 East 200 South #330 Salt Lake City, UT 84111. Both companies provide tax planning and other legal services. Paul's position-referral only. 10 hrs/mo; 5 during trading hrs. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-15
• S63 Uniform Securities Agent State Law Examination
  1989-07-28