Keith B Abrosh

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 09/2016
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2009 → 09/2016
  Northwestern Mutual Investment Services, Llc
  New York, NY
• 01/2016 → 09/2016
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2016 → 03/2017
  Msi Financial Services
  New York, NY
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  New York, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  New York, NY

Previous Registrations

• 2016-09-13 → 2017-03-25
  Msi Financial Services, Inc.
  New York City, NY

Other Businesses

(1) Name: Keith Abrosh Inv rel: Y Add: Residential Address Nature: Non MMlIA Insurance Brokerage Position: Agent Start date:06/2017 No. hr/mo: 1 No. hr/mo during sec trading: 0 Describe duties: Sales Individual Life Health Group Life, Group Health, Fixed Annuities & Disability Insurance. (2) Name: Keith Abrosh Inv rel: Y Add: Residential Address Nature: Outside Insurance Business Position: Agent Start date: 5/22/2022 No Hr/mo: .25 No Hr/mo during sec trading: 0 Describe duties: Assist customers with the sale of life policies to a Life Settlement Company.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-07-15

Designations

• Certified Financial Planner
• Chartered Financial Consultant