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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED 2021-01-21
NJ RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2021-01-21
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2009 09/2016
Northwestern Mutual Investment Services, Llc New York NY 04/2009 09/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 09/2016
Msi Financial Services New York NY 09/2016 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services, Llc New York NY 03/2017 Present
  • 04/2009 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2009 → 09/2016
    Northwestern Mutual Investment Services, Llc
    New York, NY
  • 01/2016 → 09/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2016 → 03/2017
    Msi Financial Services
    New York, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → Present
    New York, NY
Previous Registrations
  • 2016-09-13 → 2017-03-25
    Msi Financial Services, Inc.
    New York City, NY
Other Businesses

(1) Name: Keith Abrosh Inv rel: Y Add: Residential Address Nature: Non MMlIA Insurance Brokerage Position: Agent Start date:06/2017 No. hr/mo: 1 No. hr/mo during sec trading: 0 Describe duties: Sales Individual Life Health Group Life, Group Health, Fixed Annuities & Disability Insurance. (2) Name: Keith Abrosh Inv rel: Y Add: Residential Address Nature: Outside Insurance Business Position: Agent Start date: 5/22/2022 No Hr/mo: .25 No Hr/mo during sec trading: 0 Describe duties: Assist customers with the sale of life policies to a Life Settlement Company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-15
  • S63 Uniform Securities Agent State Law Examination
    2009-07-15
Designations

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