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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
6928 Williams Road, Niagara Falls, NY 14304 • United States
1001 State Street Suite 1400, Erie, PA 16501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group, Inc. | Littleton | CO | 02/2012 | 01/2022 |
| Capital Investment Marketing | Ridgefield | CT | 02/2012 | 04/2019 |
| Omega Wealth Services, Llc | Amherst | NY | 01/2008 | 01/2022 |
| Cadaret Grant & Co., Inc. | Williamsville | NY | 02/2022 | Present |
| Lpl Financial Llc | Erie | PA | 07/2025 | Present |
1) 07/10/2025 - Omega Wealth LLC / Financial Planning President/Owner / Business Entity For Tax/Investment Purposes Only / Inv Related / Start date 12/29/2008 2) 07/10/2025 - Capital Management Group of Niagara Inc / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 80 hrs per month 3) 07/10/2025- Capital Management Group of Niagara Inc / Agent / Non-Variable Insurance / Inv Related / Start date 01/25/2021 - 2 hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-13 |
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