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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-07 |
| FL | RA | APPROVED | 2011-12-19 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 07/2013 | Present |
FINRA ARBITRATOR -5200 TOWN CENTER CIR SUITE 200 BOCA RATON, FL 33486 -BOARD OF ARBITRATORS -ARBITRATOR, DISPUTE RESOLUTION- 2003- MORGAN STANLEY REQUESTED THAT I ACCEPT THIS POSITION- 0 SHARES HELD, 1 HOUR DURING TRADING HOURS, 1 HOUR DURING NON BUSINESS HOURS- $4,000 ANNUALLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-23 |
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