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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-04-26
TX RA APPROVED_RES 2017-04-21
  • AL RA
    APPROVED
    Since 2017-04-26
  • TX RA
    APPROVED_RES
    Since 2017-04-21

Branch Locations

1470 N Bank Pkwy Ste 150, Tuscaloosa, AL 35406-2429 • United States

Tuscaloosa, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tuscaloosa AL 07/1993 04/2017
Bank Of America,Na Tuscaloosa AL 12/2009 04/2017
Ameriprise Financial Services Inc Tuscaloosa AL 04/2017 03/2020
Ameriprise Financial Services, Llc Tuscaloosa AL 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Plaster Farms, LP; Family Farm ownership with brother and step-mother as Limited Partner. Maintain timber and farmland for recreation. No rental income.; Farmland Ownership; 135 Norwood Avenue, , Auburn, AL, 36830-3031; Not Investment-Related; 02/01/2010; 1 to 9 hours per month; 0 during trading hours / Plaster Family Trust; Manage farmland; Farmland that produces rental income. Lots are sold as the farmland will be liquidated over the next 12 years or so.; 135 Norwood Avenue, , Auburn, AL, 36830-3031; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / River Plantation, LLC; Co-owner; Real Estate; 135 Norwood Avenue, , Auburn, AL, 36830; Not Investment-Related; 12/31/2025; 0 hours per month; 0 during trading hours. Board of Directors; Tuscaloosa Rotary Honor Flight; Chairman; 11001 Patton Road ; Northport, AL 35475, ,; ; 07/01/2009; 1 to 9 hours per month; 0 during trading hours / Black Warrior Council - Boy Scouts of America; Board Member; 2700 Jack Warner Pkwy NE ; Tuscaloosa, AL 35404, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Tuscaloosa Community Corrections & Punishment Authority; Board Member; 1812 University Boulevard Tuscaloosa, AL 35401, ,; ; 10/01/2012; 1 to 9 hours per month; 0 during trading hours / Wellington Owners Association, Inc.; Board Member; 1312 Greensboro Avenue, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / Business Council of Alabama; Board Member; 2 N Jackson Street, , Montgomery, AL, 36104; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Tuscaloosa Economic Development Authority; Board Member; 2204 University Boulevard, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / The Salvation Army - Tuscaloosa, Alabama; Board Member; 2902 Greensboro Avenue, , Tuscaloosa, AL, 30401; Not Investment-Related; 05/14/2021; 1 to 9 hours per month; 0 during trading hours / Alabama Fair Ballot Commission; Commissioner; 600 Dexter Avenue, , Montgomery, AL, 36104; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / Veterans Memorial Park Association; Board Member; 614 Greensboro Avenue, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-24
S63 Uniform Securities Agent State Law Examination 1993-09-10
  • S65 Uniform Investment Adviser Law Examination
    1993-09-24
  • S63 Uniform Securities Agent State Law Examination
    1993-09-10
Other Names
  • James Jordan Plaster
  • James J Plaster
  • J Jordan Plaster
  • Jordan Plaster
  • James Jordan Plaster

View on SEC IAPD

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