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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-04-26 |
| TX | RA | APPROVED_RES | 2017-04-21 |
Branch Locations
1470 N Bank Pkwy Ste 150, Tuscaloosa, AL 35406-2429 • United States
Tuscaloosa, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tuscaloosa | AL | 07/1993 | 04/2017 |
| Bank Of America,Na | Tuscaloosa | AL | 12/2009 | 04/2017 |
| Ameriprise Financial Services Inc | Tuscaloosa | AL | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | Present |
Business Ownership; Plaster Farms, LP; Family Farm ownership with brother and step-mother as Limited Partner. Maintain timber and farmland for recreation. No rental income.; Farmland Ownership; 135 Norwood Avenue, , Auburn, AL, 36830-3031; Not Investment-Related; 02/01/2010; 1 to 9 hours per month; 0 during trading hours / Plaster Family Trust; Manage farmland; Farmland that produces rental income. Lots are sold as the farmland will be liquidated over the next 12 years or so.; 135 Norwood Avenue, , Auburn, AL, 36830-3031; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / River Plantation, LLC; Co-owner; Real Estate; 135 Norwood Avenue, , Auburn, AL, 36830; Not Investment-Related; 12/31/2025; 0 hours per month; 0 during trading hours. Board of Directors; Tuscaloosa Rotary Honor Flight; Chairman; 11001 Patton Road ; Northport, AL 35475, ,; ; 07/01/2009; 1 to 9 hours per month; 0 during trading hours / Black Warrior Council - Boy Scouts of America; Board Member; 2700 Jack Warner Pkwy NE ; Tuscaloosa, AL 35404, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Tuscaloosa Community Corrections & Punishment Authority; Board Member; 1812 University Boulevard Tuscaloosa, AL 35401, ,; ; 10/01/2012; 1 to 9 hours per month; 0 during trading hours / Wellington Owners Association, Inc.; Board Member; 1312 Greensboro Avenue, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / Business Council of Alabama; Board Member; 2 N Jackson Street, , Montgomery, AL, 36104; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Tuscaloosa Economic Development Authority; Board Member; 2204 University Boulevard, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / The Salvation Army - Tuscaloosa, Alabama; Board Member; 2902 Greensboro Avenue, , Tuscaloosa, AL, 30401; Not Investment-Related; 05/14/2021; 1 to 9 hours per month; 0 during trading hours / Alabama Fair Ballot Commission; Commissioner; 600 Dexter Avenue, , Montgomery, AL, 36104; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours / Veterans Memorial Park Association; Board Member; 614 Greensboro Avenue, , Tuscaloosa, AL, 35401; Not Investment-Related; 12/02/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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