Thomas Joseph Livaccari

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2025
  Ubs Financial Services Inc
  New York, NY
• 07/2025 → Present
  Rockefeller Financial Llc
  New York, NY
• 07/2025 → Present
  Rockefeller Capital Management
  New York, NY

Previous Registrations

• 2009-01-22 → 2025-07-28
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
  New Rochelle, NY
• 2002-08-15 → 2009-01-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1) 254881 JH LLC, New Rochelle NY, United States-10804, Company, Real Estate, My sister and I are forming an LLC to hold the home.We plan to rent this property, Maintain house; collect rent, start date-7/1/2024; 1 hour per month and 0 hours during trading hours. Rock Prom LLC; Investment related; Greenwich, CT; 1 of 4 Members of the LLC; 05/08/2026; 0 hours a month and 0 hours during trading hours; LLC to be used for investments.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-08
• S63 Uniform Securities Agent State Law Examination
  1993-10-08

Designations

• Certified Financial Planner

Other Names

• Thomas Joseph Livaccari
• Thomas Livaccari