Michael Robert Devivio

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2010-06-15

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2010-06-15

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-12
S65	Uniform Investment Adviser Law Examination	1994-12-27
S63	Uniform Securities Agent State Law Examination	1994-06-30

S66 Uniform Combined State Law Examination

2006-07-12
S65 Uniform Investment Adviser Law Examination

1994-12-27
S63 Uniform Securities Agent State Law Examination

1994-06-30

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews