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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2008-11-20 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
RUSH ENTERPRISES LLC; NON INVESTMENT RELATED;CENTERVILLE,UT 84014; SAVINGS;100% OWNERSIP WITH SPOUSE; START DATE=2007; 0 HRS PER MTH. SOUTHDAVIS METRO FIRE; NOT INV RELATED; BOUNTIFUL, UT; PART-TIME FIRE FIGHTER/EMT; START 5/16/2016; 36 HOURS PER MONTH, 0 DURING TRADING. TRUSTEE FOR BROTHER; INV RELATED; CENTERVILLE, UT; START: 3/22/17; .5 HR/MO; 0 DURING TRADING. POWER OF ATTORNEY FOR PARENTS ; INV RELATED;SALT LAKE CITY ,UT; POA; START DATE: 03/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-20 |
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