Leonard Heinrich Claus

Current Employers

Employment History

• 06/2001 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc.
  Houston, TX
• 04/2019 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX

Other Businesses

1) Name of Business: Alternate Health Decisions Foundation. Non-Investment related. Address: 3406 Cedar Lane, Kilgore, TX 75662. Nature of Business: Private Foundation Education. Position/Title/Relationship: Officer, President and Chairman of the Board. Start Date: 10/2015. Hours per month: 2 hours per week. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Execute the decisions of the board of directors. Non-profit foundation. Teach how to manage disease with a proper diet. 2) Name of Business: Investment Ideas. Non-Investment related. Address: 8518 San Juanico St., Houston, TX 77044. Nature of Business: DBA for Business income and expenses are consolidated for book of business management and tax purposes only. Position/Title/Relationship: Owner. Start Date: 12/2001. Hours per month: 4. Hours per month during Securities trading hours: 2 hours. Duties/Responsibilities: Investment Ideas was created to keep track of my business income and expenses. It is not used for marketing any products or services. 3) Name of Business: Westpark Wealth Advisors. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: DBA for fee-based services. Position/Title/Relationship: IAR. Start Date: 11/01/2019. Hours per month: 4. Hours per month during Securities trading hours: 4. Duties/Responsibilities: Provide fee-based services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-05
• S63 Uniform Securities Agent State Law Examination
  1994-02-28

Other Names

• Len Claus