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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-09 |
| SC | RA | APPROVED | 2013-02-28 |
Branch Locations
40 Calhoun Street Suite 310, Charleston, SC 29401 • United States
Johns Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Mt. Pleasant | SC | 12/2012 | Present |
| Mml Investors Services, Llc | Mt. Pleasant | SC | 01/2013 | Present |
(1)NAME: NICHOLAS C. JONES, FINANCIAL PLANNER INV REL: Y ADD: 40 CALHOUN ST SUITE 310 CHARLESTON SC 29401 NATURE:INDIVIDUAL LIFE/HEALTH, GROUP LIFE, AD & D POLICIES POSITION: SALES/AGENT START DATE: 01/01/2016 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 10 (2) NAME: NICHOLAS C JONES INV REL: N ADDR: 2820 PINELOG LN, JOHNS ISLAND, SC 29455 NATURE: PAYROLL REFERRAL TO ADP POSITION: REFERRER START DATE: 1/20/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: REFER SMALL BUSINESSES FOR PAYROLL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-02 |
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